Intellectual Property Management in Small and Medium-Sized Enterprises
A Systematic Literature Review
DOI:
https://doi.org/10.31686/ijier.vol6.iss9.1161Keywords:
Intellectual property, IP management, Small and medium-sized enterprises, SMEsAbstract
Small and medium-sized enterprises (SMEs) have been prominent in the world economy, contributing significantly to the generation of jobs. Despite the relevance in the economy, SMEs underutilize the mechanisms of protection and appropriation of intellectual property. In order to gather and synthesize strategies, managerial models and good practices related to the intellectual property management in small and medium-sized enterprises (SMEs), this article aims to analyze systematically the literature, as well as to identify important aspects and gaps in existing empirical knowledge. For this, 53 articles from periodicals indexed in the scientific bases Web of Science, Scopus and Science Direct were analyzed. It was verified that there is a pattern of management actions in the scope of SMEs with regard to the protection, appropriation and intellectual property management.
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References
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Çela, M. and Çela, L. (2013) ‘Intellectual Property Management and Strategy in Business’, Mediterranean Journal of Social Sciences, 4(11), pp. 445–450. doi: 10.5901/mjss.2013.v4n11p445.
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Batra, S. et al. (2015) ‘Performance implications of industry appropriability for manufacturing SMEs’, Journal of Manufacturing Technology Management, 26(5), pp. 660–677. doi: 10.1108/JMTM-09-2013-0132.
Belingheri, P. and Leone, M. I. (2017) ‘Walking into the room with IP: exploring start-ups’ IP licensing strategy’, Management Decision, 55(6), pp. 1209–1225. doi: 10.1108/MD-04-2016-0227.
Bijaoui, I. (2017) ‘Global Market and SMEs’, in SMEs in an Era of Globalization. New York: Palgrave Macmillan US, pp. 1–12. doi: 10.1057/978-1-137-56473-3_1.
Brem, A., Nylund, P. A. and Hitchen, E. L. (2017) ‘Open innovation and intellectual property rights: How do SMEs benefit from patents, industrial designs, trademarks and copyrights? Alexander’, Management Decision, 55(6), pp. 1285–1306. doi: 10.1108/MD-04-2016-0223.
Briner, R. B. and Walshe, N. D. (2014) ‘From passively received wisdom to actively constructed knowledge: Teaching systematic review skills as a foundation of evidence-based management’, Academy of Management Learning and Education, 13(3), pp. 415–432. doi: 10.5465/amle.2013.0222.
Brooking, A. (2010) ‘On the Importance of Managing Intangible Assets as Part of Corporate Strategy’, Proceedings of the 2nd European Conference on …, 8(2), pp. 217–224.
Çela, M. and Çela, L. (2013) ‘Intellectual Property Management and Strategy in Business’, Mediterranean Journal of Social Sciences, 4(11), pp. 445–450. doi: 10.5901/mjss.2013.v4n11p445.
Chen, S. J. et al. (2013) ‘The patent information, strategic patent deployment thinking, and technology strategies of small and medium-sized enterprises’, 2013 {Proceedings} of {PICMET} ’13: {Technology} {Management} in the {IT}-{Driven} {Services} ({PICMET}), pp. 48–61.
Clarke, J. and Turner, P. (2003) ‘Extending the Knowledge-based View: An Examination of Intellectual Property Strategies in Australian Biotechnology Firms’, Prometheus, 21(1), pp. 85–100. doi: 10.1080/0810902032000051036.
Delerue, H. (2018) ‘Shadow of joint patents: Intellectual property rights sharing by SMEs in contractual R&D alliances’, Journal of Business Research. Elsevier, 87(May 2017), pp. 12–23. doi: 10.1016/j.jbusres.2018.02.002.
Delerue, H. and Lejeune, A. (2011) ‘Managerial secrecy and intellectual asset protection in SMEs: The role of institutional environment’, Journal of International Management. Elsevier Inc., 17(2), pp. 130–142. doi: 10.1016/j.intman.2010.10.002.
Enjolras, M. et al. (2014) ‘Proposal of a methodology to elicit maturity curves: Application to innovation and protection capabilities of SMEs’, in 2014 International Conference on Engineering, Technology and Innovation (ICE). IEEE, pp. 1–9. doi: 10.1109/ICE.2014.6871592.
Eppinger, E. and Vladova, G. (2013) ‘Intellectual property management practices at small and medium-sized enterprises’, International Journal of Technology Management, 61(1), p. 64. doi: 10.1504/IJTM.2013.050244.
Fang-Pei Su et al. (2015) ‘Putting design thinking into the patent deployment practice of dimming LED driver SMEs’, in 2015 Portland International Conference on Management of Engineering and Technology (PICMET). IEEE, pp. 2230–2241. doi: 10.1109/PICMET.2015.7273120.
Flikkema, M., De Man, A. P. and Castaldi, C. (2014) ‘Are Trademark Counts a Valid Indicator of Innovation? Results of an In-Depth Study of New Benelux Trademarks Filed by SMEs’, Industry and Innovation, 21(4), pp. 310–331. doi: 10.1080/13662716.2014.934547.
Freel, M. and Robson, P. J. (2017) ‘Appropriation strategies and open innovation in SMEs’, International Small Business Journal: Researching Entrepreneurship, 35(5), pp. 578–596. doi: 10.1177/0266242616654957.
Ghatak, S. (2003) ‘Strategy for Generation and Management of Intellectual Property in Small and Medium Enterprises (SMEs) with Particular Reference to Glass and Ceramics’, Transactions of the Indian Ceramic Society, 62(4), pp. 222–228. doi: 10.1080/0371750X.2003.11012114.
Hall, B. H. and Sena, V. (2017) ‘Appropriability mechanisms, innovation, and productivity: evidence from the UK’, Economics of Innovation and New Technology. Taylor & Francis, 26(1–2), pp. 42–62. doi: 10.1080/10438599.2016.1202513.
Harrison, S. S. and Sullivan, P. H. (2011) Edison in the Boardroom Revisited: How Leading Companies Realize Value from Their Intellectual Property. 2nd edn. John Wiley & Sons.
Holgersson, M. (2013) ‘Patent management in entrepreneurial SMEs: a literature review and an empirical study of innovation appropriation, patent propensity, and motives’, R&D Management, 43(1), pp. 21–36. doi: 10.1111/j.1467-9310.2012.00700.x.
Hsueh, C.-C. and Chen, D.-Z. (2015) ‘A taxonomy of patent strategies in Taiwan’s small and medium innovative enterprises’, Technological Forecasting and Social Change. Elsevier Inc., 92, pp. 84–98. doi: 10.1016/j.techfore.2014.11.009.
Hu, M. and Tsai, C. (2006) ‘Building External Network on Intellectual Property Through Joint R&D Service Outsourcing: The Case of Taiwan’s SMEs’, in 2006 Technology Management for the Global Future - PICMET 2006 Conference. IEEE, pp. 732–739. doi: 10.1109/PICMET.2006.296606.
Kay, L., Youtie, J. and Shapira, P. (2014) ‘Signs of things to come? What patent submissions by small and medium-sized enterprises say about corporate strategies in emerging technologies’, Technological Forecasting and Social Change. Elsevier Inc., 85, pp. 17–25. doi: 10.1016/j.techfore.2013.09.006.
Kelli, A. et al. (2010) ‘Trade Secrets in the Intellectual Property Strategies of Entrepreneurs: The Estonian Experience’, Review of Central and East European Law, 35(4), pp. 315–339. doi: 10.1163/157303510X12650378240476.
Kitchenham, B. et al. (2009) ‘Systematic literature reviews in software engineering - A systematic literature review’, Information and Software Technology. Elsevier B.V., 51(1), pp. 7–15. doi: 10.1016/j.infsof.2008.09.009.
Kitching, J. and Blackburn, R. (1998) ‘Intellectual property management in the small and medium enterprise (SME)’, Journal of Small Business and Enterprise Development, 5(4), pp. 327–335. doi: 10.1108/EUM0000000006797.
Klapper, L., Love, I. and Randall, D. (2015) ‘New firm registration and the business cycle’, International Entrepreneurship and Management Journal, 11(2), pp. 287–306. doi: 10.1007/s11365-014-0345-0.
Köhler, F. (2011) ‘Patent cross-licensing, the influence of IP interdependency and the moderating effect of firm size’, The Journal of Technology Transfer, 36(4), pp. 448–467. doi: 10.1007/s10961-010-9160-0.
Landry, R., Amara, N. and Saihi, M. (2009) ‘Complementarities between strategies to protect inventions and innovations: evidence from manufacturing SMEs’, International Journal of Intellectual Property Management, 3(1), p. 56. doi: 10.1504/IJIPM.2009.022956.
Lee, Y. et al. (2014) ‘Technology opportunity identification customized to the technological capability of SMEs through two-stage patent analysis’, Scientometrics, 100(1), pp. 227–244. doi: 10.1007/s11192-013-1216-0.
Leiponen, A. and Byma, J. (2009) ‘If you cannot block, you better run: Small firms, cooperative innovation, and appropriation strategies’, Research Policy, 38(9), pp. 1478–1488. doi: 10.1016/j.respol.2009.06.003.
Littmann-Hilmer, G. and Kuckartz, M. (2009) ‘SME tailor-designed patent portfolio analysis’, World Patent Information. Elsevier Ltd, 31(4), pp. 273–277. doi: 10.1016/j.wpi.2008.12.003.
Lv, D. D., Zeng, P. and Lan, H. (2018) ‘Co-patent, financing constraints, and innovation in SMEs: An empirical analysis using market value panel data of listed firms’, Journal of Engineering and Technology Management, 48(October 2016), pp. 15–27. doi: 10.1016/j.jengtecman.2018.02.001.
Maldonado-Guzmán, G. et al. (2016) ‘Knowledge management as intellectual property: Evidence from Mexican Manufacturing SMEs’, Management Research Review, 39(7), pp. 830–850. doi: 10.1108/MRR-02-2015-0024.
Modic, D. and Damij, N. (2017) ‘The Activity Table as an Agent-Based Modeling Approach for Optimizing Patent Exploitation Processes Faculty of Information studies in Novo mesto 2 The essentials of using the Activity table’, WSEAS TRANSACTIONS on BUSINESS and ECONOMICS, 14, pp. 458–470.
Mol, M. C. and Masurel, E. (2011) ‘Innovation protection by SMEs: the case of the north east of the Netherlands’, International Journal of Intellectual Property Management, 4(3), p. 153. doi: 10.1504/IJIPM.2011.041080.
Olander, H., Hurmelinna-Laukkanen, P. and Mähönen, J. (2009) ‘What’s small size got to do with it? Protection of intellectual assets in SMES’, International Journal of Innovation Management, 13(03), pp. 349–370. doi: 10.1142/S1363919609002339.
Petit, C. et al. (2011) ‘A new, innovative and marketable IP diagnosis to evaluate, qualify and find insights for the development of SMEs IP practices and use, based on the AIDA approach’, World Patent Information, 33(1), pp. 42–50. doi: 10.1016/j.wpi.2010.03.001.
Rassenfosse, G. de (2012) ‘How SMEs exploit their intellectual property assets: evidence from survey data’, Small Business Economics, 39(2), pp. 437–452. doi: 10.1007/s11187-010-9313-4.
Regazzoni, D., Rizzi, C. and Nani, R. (2011) ‘A TRIZ-based approach to manage innovation and intellectual property’, International Journal of Technology Management, 55(3/4), p. 274. doi: 10.1504/IJTM.2011.041953.
Rehman, N. U. (2016) ‘Network alliances and firms’ performance: a panel data analysis of Pakistani SMEs’, Eurasian Business Review. Springer International Publishing, 6(1), pp. 37–52. doi: 10.1007/s40821-015-0033-1.
Van Rijnsoever, F. J., Kempkes, S. N. and Chappin, M. M. H. (2017) ‘Seduced into collaboration: A resource-based choice experiment to explain make, buy or ally strategies of SMEs’, Technological Forecasting and Social Change. The Authors, 120, pp. 284–297. doi: 10.1016/j.techfore.2017.03.015.
Seo, H. et al. (2015) ‘Value capture mechanism: R&D productivity comparison of SMEs’, Management Decision, 53(2), pp. 318–337. doi: 10.1108/MD-02-2014-0089.
Seo, H. G. et al. (2016) ‘SME’s appropriability regime for sustainable development-the role of absorptive capacity and inventive capacity’, Sustainability (Switzerland), 8(7), pp. 1–16. doi: 10.3390/su8070665.
Sey, A., Lowe, B. and Poole, N. (2010) ‘The use of intellectual property protection by micro, small, and medium-scale enterprises: a case study of Ghana’, Enterprise Development and Microfinance, 21(1), pp. 67–83. doi: 10.3362/1755-1986.2010.006.
Shang, C., Qiu, X. and Wen, Q. (2017) ‘Research on the evaluation of intellectual property financing capacity of technology-based SMEs’, Boletin Tecnico/Technical Bulletin, 55(20), pp. 481–488.
Talvela, J. et al. (2016) ‘How individual inventors and SMEs exploit intellectual property rights: The case of Finland’, in 2016 Portland International Conference on Management of Engineering and Technology (PICMET). IEEE, pp. 1645–1658. doi: 10.1109/PICMET.2016.7806731.
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Copyright (c) 2018 Francisco Valdivino Rocha Lima, João Antonio Belmino dos Santos
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Lima, F. V. R., & Santos, J. A. B. dos. (2018). Intellectual Property Management in Small and Medium-Sized Enterprises: A Systematic Literature Review. International Journal for Innovation Education and Research, 6(9), 109-127. https://doi.org/10.31686/ijier.vol6.iss9.1161
